Commodity exchange act 7 u.s.c. 1a

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WebJul 21, 2010 · An employee benefit plan with assets exceeding $1,000,000, or whose investment decisions are made by a bank, trust company, insurance company, investment adviser registered under the Investment Advisers Act of 1940 [15 U.S.C. 80b–1 et seq.], or a commodity trading advisor subject to regulation under this chapter. WebMar 7, 2024 · “(III) a commodity (as defined in section 1a of the Commodity Exchange Act (7 U.S.C. 1a)); or “(ii) any economic interest comparable to an interest described in clause (i) that is acquired through synthetic means, such as the use of a derivative, including an option, warrant, or other similar means.

SECURITIES AND EXCHANGE COMMISSION

WebAug 16, 2012 · The CEA defines the term “commodity” to include: “wheat, cotton, rice, corn, oats, barley, rye, flaxseed, grain sorghums, mill feeds, butter, eggs, Solanum tuberosum (Irish potatoes), wool, wool tops, fats and oils (including lard, tallow, cottonseed oil, peanut oil, soybean oil, and all other fats and oils), cottonseed meal, cottonseed, peanuts, … brazoria county annex lake jackson

Swaps Margin and Swaps Push-out (Regulation KK) - eCFR

Web7 See Section 761(a)(2) of the Dodd-Frank Act (amending Section 3(a)(10) of the Exchange Act, 15 USC 78c(a)(10)). The provisions of Title VII generally became effective on July 16, 2011 (360 days after the ... Section 1a(12) of the Commodity Exchange Act as in effect on July 20, 2010 (i.e., the day prior Web(viii) Any entity that: (A) is a registered entity as defined in section 1a of the Commodity Exchange Act (7 U.S.C. 1a); or (B) is: (1) a futures commission merchant, introducing broker, swap dealer, major swap participant, commodity pool operator, or commodity trading advisor, each as defined in section 1a of the Commodity Exchange Act (7 U.S ... WebThe term “eligible contract participant” or “ECP” is defined in Section 1a(18) of the Commodity Exchange Act (“CEA”)[7 U.S.C. § 1a(18)]. The definition of the term … brazoria county annex pearland

Eligible Contract Participant (ECP) Practical Law - Westlaw

15 U.S. Code § 78f - National securities exchanges

Web(b) Purpose. Section 4s of the Commodity Exchange Act of 1936 (7 U.S.C. 6s) and section 15F of the Securities Exchange Act of 1934 (15 U.S.C. 78o–10) require the OCC to establish capital and margin requirements for any for any national bank or subsidiary thereof, Federal savings association or subsidiary thereof, or Federal branch or agency … WebThe Commodity Exchange Act (CEA) regulates the trading of commodity futures in the United States. Passed in 1936, it has been amended several times since then. The CEA … cortney brundageWeb§27a. Exclusion of identified banking product (a) Exclusion. Except as provided in subsection (b) or (c)-(1) the Commodity Exchange Act (7 U.S.C. 1 et seq.) shall not apply to, and the Commodity Futures Trading Commission shall not exercise regulatory authority under the Commodity Exchange Act (7 U.S.C. 1 et seq.) with respect to, an identified … cortney brisson golf

"WebApr 12, 2024 · A registered entity (as defined in section 1a of the Commodity Exchange Act (7 U.S.C. 1a)), or a futures commission merchant, introducing broker, commodity … " - Commodity exchange act 7 u.s.c. 1a

Commodity exchange act 7 u.s.c. 1a

SECURITIES AND EXCHANGE COMMISSION November 14, …

WebMay 1, 1975 · the exchange is a board of trade, as that term is defined by the Commodity Exchange Act (7 U.S.C. 1a(2)) [7 U.S.C. 1 et seq.], that has been designated a contract market by the Commodity Futures Trading Commission and such designation is not suspended by order of the Commodity Futures Trading Commission; and WebSection 403 of Pub. L. 102–546 provided that: "Except as otherwise specifically provided in this Act [enacting this section and section 12e of this title, amending sections 2, 2a, 4, …

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WebCOMMODITY EXCHANGE ACT Commodity Exchange Act Sec. 1., [7 USC §1] Short Title Commodity Exchange Act Sec. 1a., [7 USC §1a] Definitions Commodity Exchange … WebThis chapter shall apply to and the Commission shall have jurisdiction with respect to accounts, agreements, and transactions involving, and may permit the listing for trading pursuant to section 7a–2(c) of this title of, a put, call, or other option on 1 or more securities (as defined in section 77b(a)(1) of title 15 or section 3(a)(10) of the Securities Exchange …

WebMar 31, 2013 · “Commodity Exchange Act” means the Commodity Exchange Act (7 U.S.C. § 1 et seq.), as amended from time to time, and any successor statute or any regulations promulgated thereunder. “ Eleventh Amendment ” means that certain Eleventh Amendment to Eighth Restated Credit Agreement dated effective as of April 17, 2013, … Webin Sectio n 1a(18) of the Commodity Exchange Act, and would be subject to the applicable ... that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the C ommission s Pub lic Reference Room , 100 F Street, NE, Washington, DC 20549, on official business days ...

WebAn entity that is classified by the Commodity Exchange Act (CEA) based on its regulated status or amount of assets. The definition of "Eligible Contract Participant" (ECP) is … WebAMENDMENTS TO THE COMMODITY EXCHANGE 7 ACT. 8 (a) DEFINITIONS.—Section 1a of the Commodity Ex-9 change Act (7 U.S.C. 1a) is amended— 10 (1) in paragraph (28)(A)(i)— kjohnson on DSK79L0C42PROD with BILLS VerDate Sep 11 2014 03:24 Apr 30, 2024 Jkt 029200 PO 00000 Frm 00001 Fmt 6652 Sfmt 6201 E:\BILLS\H7614.IH …

WebAug 3, 2024 · (A) P ROPOSED REGULATIONS.—Not later than 180 days after the date of enactment of this Act, the Secretary of the Treasury, after consultation with the …

WebMar 19, 2024 · Commodity Exchange Act - CEA: An act passed in 1936 by the U.S. Government that provides federal regulation of all futures trading activities. This act … cortneyboroughWebNov 10, 1986 · 7 U.S. Code § 6c - Prohibited transactions. U.S. Code. Notes. prev next. (a) In general. (1) Prohibition It shall be unlawful for any person to offer to enter into, enter into, or confirm the execution of a transaction described in paragraph (2) involving the purchase or sale of any commodity for future delivery (or any option on such a ... cortney callahanWeb(1) A foreign exchange forward or a foreign exchange swap shall not be considered a swap if the Secretary of the Treasury makes a determination described in section 1a (47) (E) (i) of the Commodity Exchange Act ( 7 U.S.C. 1a (47) (E) (i) ). (2) Notwithstanding paragraph (c) (1) of this section: cortney bauer omahaWebDec 21, 2000 · As used in this chapter: (1) Alternative trading system The term “ alternative trading system ” means an organization, association, or group of persons that—. (A) is registered as a broker or dealer pursuant to section 15 (b) of the Securities Exchange … eligible contract participant (18) Eligible contract participant The term “eligible … cortney caldwellWeb3 The term “swap” is defined in Commodity Exchange Act (“CEA”) section 1a(47), 7 U.S.C. 1a(47). The term “security-based swap” is defined as an agreement, contract, or transaction that is a “swap” (without regard to the exclusion from that definition for … brazoria county apWebApr 11, 2024 · A registered entity (as defined in section 1a of the Commodity Exchange Act (7 U.S.C. 1a)), or a futures commission merchant, introducing broker, commodity … cortney burkardWebThe term “eligible contract participant” or “ECP” is defined in Section 1a(18) of the Commodity Exchange Act (“CEA”)[7 U.S.C. § 1a(18)]. The definition of the term “eligible contract participant” in the Exchange Act refers to the definition of “eligible contract participant” in the CEA. See Section 3(a)(65) of the Exchange Act. brazoria county appraisal district forms